Securities Act Of 1933 Release
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Author |
: United States. Securities and Exchange Commission |
Publisher |
: |
Total Pages |
: 504 |
Release |
: |
ISBN-10 |
: UCAL:B3504693 |
ISBN-13 |
: |
Rating |
: 4/5 (93 Downloads) |
Synopsis Securities Act of 1933 Release by : United States. Securities and Exchange Commission
Author |
: United States. Securities and Exchange Commission |
Publisher |
: |
Total Pages |
: 98 |
Release |
: 1936 |
ISBN-10 |
: UOM:39015076031486 |
ISBN-13 |
: |
Rating |
: 4/5 (86 Downloads) |
Synopsis Compilation of Releases Under Securities Act of 1933 by : United States. Securities and Exchange Commission
Author |
: United States. Securities and Exchange Commission |
Publisher |
: |
Total Pages |
: 1180 |
Release |
: 1996 |
ISBN-10 |
: UIUC:30112005632325 |
ISBN-13 |
: |
Rating |
: 4/5 (25 Downloads) |
Synopsis SEC Docket by : United States. Securities and Exchange Commission
Author |
: United States. Securities and Exchange Commission |
Publisher |
: |
Total Pages |
: 448 |
Release |
: |
ISBN-10 |
: OSU:32437121677856 |
ISBN-13 |
: |
Rating |
: 4/5 (56 Downloads) |
Synopsis Securities Exchange Act of 1934 Release by : United States. Securities and Exchange Commission
Author |
: United States. Securities and Exchange Commission |
Publisher |
: |
Total Pages |
: 644 |
Release |
: 1977-07 |
ISBN-10 |
: IND:30000088931310 |
ISBN-13 |
: |
Rating |
: 4/5 (10 Downloads) |
Synopsis SEC News Digest by : United States. Securities and Exchange Commission
Lists documents available from Public Reference Section, Securities and Exchange Commission.
Author |
: United States |
Publisher |
: |
Total Pages |
: 322 |
Release |
: 1965 |
ISBN-10 |
: UIUC:30112059613924 |
ISBN-13 |
: |
Rating |
: 4/5 (24 Downloads) |
Synopsis Investment Advisers Act of 1940 and General Rules and Regulations Thereunder by : United States
Author |
: Edward N. Gadsby |
Publisher |
: |
Total Pages |
: |
Release |
: 1967 |
ISBN-10 |
: LCCN:72010834 |
ISBN-13 |
: |
Rating |
: 4/5 (34 Downloads) |
Synopsis The Federal Securities Exchange Act of 1934 by : Edward N. Gadsby
Author |
: |
Publisher |
: |
Total Pages |
: 1574 |
Release |
: 1964-12 |
ISBN-10 |
: UIUC:30112059128691 |
ISBN-13 |
: |
Rating |
: 4/5 (91 Downloads) |
Synopsis Federal Register by :
Author |
: Gary M. Brown |
Publisher |
: |
Total Pages |
: 0 |
Release |
: 2013-01-16 |
ISBN-10 |
: 1402418965 |
ISBN-13 |
: 9781402418969 |
Rating |
: 4/5 (65 Downloads) |
Synopsis Securities Law and Practice Deskbook by : Gary M. Brown
In one concise volume, the new sixth edition of Securities Law and Practice Deskbook contains thorough but accessible insight into securities law and regulation, including the sweeping Dodd-Frank changes and the Commission's recent enactment of the "proxy access" rules. Featuring step-by-step checklists that spotlight what you should and should not do as an adviser in the securities arena, this practical treatise enables you to help corporate entities * Deal effectively with the Securities Act registration process -- focusing on the procedures, disclosure requirements, and documents involved, including the drafting of prospectuses, the due diligence necessary to ensure accuracy, and electronic filing * Handle registration and reporting under the Exchange Act -- both initial and mandated periodic reporting, including the revisions made under both Sarbanes-Oxley and the recent financial reform legislation * Minimize liability risks under the Exchange Act -- by understanding what triggers violations under Rule 10b-5, Section 16(b), and Section 14, and by avoiding such practices as churning and market manipulation Securities Law and Practice Deskbook covers the recent legislative, regulatory and judicial changes that * Revised the net worth standard of qualifying as an accredited investor * Increased the SEC's ability to impose penalties in cease-and-desist proceedings * Requires the creation of "claw-back" provisions in listed company compensation plans * Significantly revised "proxy access" and "proxy voting" regulations
Author |
: |
Publisher |
: |
Total Pages |
: 126 |
Release |
: 1974-04 |
ISBN-10 |
: |
ISBN-13 |
: |
Rating |
: 4/5 ( Downloads) |
Synopsis ABA Journal by :
The ABA Journal serves the legal profession. Qualified recipients are lawyers and judges, law students, law librarians and associate members of the American Bar Association.