Securities Regulation

Securities Regulation
Author :
Publisher :
Total Pages : 194
Release :
ISBN-10 : STANFORD:36105134441364
ISBN-13 :
Rating : 4/5 (64 Downloads)

Synopsis Securities Regulation by : James D. Cox

Covers the Offering Rules, the sweeping reforms for the public offering of securities adopted by the SEC in June 2005. This work includes the Dura Pharmaceuticals decision, with note material examining the full implications; examines the developments regarding forward looking statements and the significant Supreme Court decision; and more.

Business Law I Essentials

Business Law I Essentials
Author :
Publisher :
Total Pages : 180
Release :
ISBN-10 : 1680923021
ISBN-13 : 9781680923025
Rating : 4/5 (21 Downloads)

Synopsis Business Law I Essentials by : MIRANDE. DE ASSIS VALBRUNE (RENEE. CARDELL, SUZANNE.)

A less-expensive grayscale paperback version is available. Search for ISBN 9781680923018. Business Law I Essentials is a brief introductory textbook designed to meet the scope and sequence requirements of courses on Business Law or the Legal Environment of Business. The concepts are presented in a streamlined manner, and cover the key concepts necessary to establish a strong foundation in the subject. The textbook follows a traditional approach to the study of business law. Each chapter contains learning objectives, explanatory narrative and concepts, references for further reading, and end-of-chapter questions. Business Law I Essentials may need to be supplemented with additional content, cases, or related materials, and is offered as a foundational resource that focuses on the baseline concepts, issues, and approaches.

U.S. Regulation of Hedge Funds

U.S. Regulation of Hedge Funds
Author :
Publisher : American Bar Association
Total Pages : 398
Release :
ISBN-10 : 159031297X
ISBN-13 : 9781590312971
Rating : 4/5 (7X Downloads)

Synopsis U.S. Regulation of Hedge Funds by : Douglas L. Hammer

This authoritative resource surveys federal securities laws and rules applicable to the organization, capitalization and operations of private U.S. domestic investment partnerships that invest and trade mainly in the public securities markets. Includes a detailed index.

Securities Law

Securities Law
Author :
Publisher : West Group Publishing
Total Pages : 240
Release :
ISBN-10 : STANFORD:36105063712629
ISBN-13 :
Rating : 4/5 (29 Downloads)

Synopsis Securities Law by : Larry D. Soderquist

For Introduction to Programming (CS1) and other more intermediate courses covering programming in C++. Also appropriate as a supplement for upper-level courses where the instructor uses a book as a reference for the C++ language. This best-selling comprehensive text is aimed at readers with little or no programming experience. It teaches programming by presenting the concepts in the context of full working programs and takes an early-objects approach. The authors emphasize achieving program clarity through structured and object-oriented programming, software reuse and component-oriented software construction. The Eighth Edition encourages students to connect computers to the community, using the Internet to solve problems and make a difference in our world. All content has been carefully fine-tuned in response to a team of distinguished academic and industry reviewers.

Rethinking Securities Law

Rethinking Securities Law
Author :
Publisher : Oxford University Press
Total Pages : 361
Release :
ISBN-10 : 9780197583142
ISBN-13 : 0197583148
Rating : 4/5 (42 Downloads)

Synopsis Rethinking Securities Law by : Marc I. Steinberg

"This book focuses on a very timely and important subject that merit s comprehensive analysis: "rethinking" the securities laws, with particular emphasis on the Securities Act and Securities Exchange Act. The system of securities regulation that prevails today in the United States is one that has been formed through piecemeal federal legislation, Securities and Exchange Commission (SEC) in vocation of its administrative authority, and self-regulatory episodic action. As a consequence, the presence of consistent and logical regulation all too often is lacking. In both transactional and litigation settings, with frequency, mandates apply that are erratic and antithetical to sound public policy. Over four decades ago, the American Law Institute (ALI) adopted the ALI Federal Securities Code. The Code has not been enacted by Congress and its prospects are dim. Since that time, no treatise, monograph, or other source comprehensively has focused on this meritorious subject. The objective of this book is to identify the deficiencies that exist under the current regimen, address their failings, provide recommendations for rectifying these deficiencies, and set forth a thorough analysis for remediation in order to prescribe a consistent and sound securities law framework. By undertaking this challenge, the book provides an original and valuable resource for effectuating necessary law reform that should prove beneficial to the integrity of the U.S. capital markets, effective and fair government and private enforcement, and the enhancement of investor protection"--

Regulating Sale of Securities

Regulating Sale of Securities
Author :
Publisher :
Total Pages : 222
Release :
ISBN-10 : STANFORD:36105110728552
ISBN-13 :
Rating : 4/5 (52 Downloads)

Synopsis Regulating Sale of Securities by : United States. Congress. Senate. Committee on Interstate Commerce

Securities Regulation

Securities Regulation
Author :
Publisher : Aspen Publishers
Total Pages : 820
Release :
ISBN-10 : STANFORD:36105064149326
ISBN-13 :
Rating : 4/5 (26 Downloads)

Synopsis Securities Regulation by : Louis Loss

"The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as: When does a note fall within the definition of a "security" How have the courts altered the express civil liability provisions of the federal securities laws? Can the SEC impose additional ten-day suspensions on trading without notice? Does scienter include reckless as well as intentional conduct? And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn."--Publisher's website.

Regulating Sale of Securities

Regulating Sale of Securities
Author :
Publisher :
Total Pages : 220
Release :
ISBN-10 : LOC:00134424990
ISBN-13 :
Rating : 4/5 (90 Downloads)

Synopsis Regulating Sale of Securities by : United States. Congress. Senate. Committee on Interstate Commerce. Subcommittee on H.R. 10598