How To Protect Investors
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Author |
: Niamh Moloney |
Publisher |
: Cambridge University Press |
Total Pages |
: 501 |
Release |
: 2010-01-21 |
ISBN-10 |
: 9781139485555 |
ISBN-13 |
: 1139485555 |
Rating |
: 4/5 (55 Downloads) |
Synopsis How to Protect Investors by : Niamh Moloney
As governments around the world withdraw from welfare provision and promote long-term savings by households through the financial markets, the protection of retail investors has become critically important. Taking as a case study the wide-ranging EC investor-protection regime which now governs EC retail markets after an intense reform period, this critical, contextual and comparative examination of the nature of investor protection explores why the retail investor should be protected, whether retail investor engagement with the markets should be encouraged and how investor protection laws should be designed, particularly in light of the financial crisis. The book considers the implications of the EC's investor protection rules 'on the books' but also considers investor protection law and policy 'in action', drawing on experience from the UK retail market and in particular the Financial Services Authority's extensive retail market activities, including the recent Retail Distribution Review and the Treating Customers Fairly strategy.
Author |
: Niamh Moloney |
Publisher |
: Cambridge University Press |
Total Pages |
: 501 |
Release |
: 2010-01-21 |
ISBN-10 |
: 9780521888707 |
ISBN-13 |
: 0521888700 |
Rating |
: 4/5 (07 Downloads) |
Synopsis How to Protect Investors by : Niamh Moloney
A critical, comparative and contextual examination of how to protect retail or household investors which considers the financial crisis's implications.
Author |
: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs |
Publisher |
: |
Total Pages |
: 350 |
Release |
: 2009 |
ISBN-10 |
: UOM:39015090376990 |
ISBN-13 |
: |
Rating |
: 4/5 (90 Downloads) |
Synopsis Enhancing Investor Protection and the Regulation of Securities Markets by : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Author |
: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs |
Publisher |
: |
Total Pages |
: 292 |
Release |
: 2009 |
ISBN-10 |
: PURD:32754081209425 |
ISBN-13 |
: |
Rating |
: 4/5 (25 Downloads) |
Synopsis Enhancing Investor Protection and the Regulation of Securities Markets, Part II by : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Author |
: United States. Securities and Exchange Commission. Division of Investment Management |
Publisher |
: Securities and Exchange Commission |
Total Pages |
: 580 |
Release |
: 1992 |
ISBN-10 |
: UOM:39015028436205 |
ISBN-13 |
: |
Rating |
: 4/5 (05 Downloads) |
Synopsis Protecting Investors by : United States. Securities and Exchange Commission. Division of Investment Management
Author |
: United States. Congress |
Publisher |
: Createspace Independent Publishing Platform |
Total Pages |
: 114 |
Release |
: 2017-12-15 |
ISBN-10 |
: 1981740384 |
ISBN-13 |
: 9781981740383 |
Rating |
: 4/5 (84 Downloads) |
Synopsis Investor Protection by : United States. Congress
Investor protection : the need to protect investors from the government : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, second session, June 7, 2012.
Author |
: United States. Securities and Exchange Commission. Division of Investment Management |
Publisher |
: |
Total Pages |
: 586 |
Release |
: 1992 |
ISBN-10 |
: STANFORD:36105061023375 |
ISBN-13 |
: |
Rating |
: 4/5 (75 Downloads) |
Synopsis Protecting Investors by : United States. Securities and Exchange Commission. Division of Investment Management
Author |
: New Zealand Stock Exchange |
Publisher |
: |
Total Pages |
: 8 |
Release |
: 1996 |
ISBN-10 |
: OCLC:154132289 |
ISBN-13 |
: |
Rating |
: 4/5 (89 Downloads) |
Synopsis Investor Protection by : New Zealand Stock Exchange
Author |
: Yasuyuki Fuchita |
Publisher |
: Brookings Institution Press |
Total Pages |
: 216 |
Release |
: 2007-02-01 |
ISBN-10 |
: 9780815729822 |
ISBN-13 |
: 0815729820 |
Rating |
: 4/5 (22 Downloads) |
Synopsis Financial Gatekeepers by : Yasuyuki Fuchita
A Brookings Institution Press and Nomura Institute of Capital Markets Research publication Developed country capital markets have devised a set of institutions and actors to help provide investors with timely and accurate information they need to make informed investment decisions. These actors have become known as "financial gatekeepers" and include auditors, financial analysts, and credit rating agencies. Corporate financial reporting scandals in the United States and elsewhere in recent years, however, have called into question the sufficiency of the legal framework governing these gatekeepers. Policymakers have since responded by imposing a series of new obligations, restrictions, and punishments—all with the purpose of strengthening investor confidence in these important actors. Financial Gatekeepers provides an in-depth look at these new frameworks, especially in the United States and Japan. How have they worked? Are further refinements appropriate? These are among the questions addressed in this timely and important volume. Contributors include Leslie Boni (University of New Mexico), Barry Bosworth (Brookings Institution), Tomoo Inoue (Seikei University), Zoe-Vonna Palmrose (University of Southern California), Frank Partnoy (University of San Diego School of Law), George Perry (Brookings Institution), Justin Pettit (UBS), Paul Stevens (Investment Company Institute), Peter Wallison (American Enterprise Institute).
Author |
: |
Publisher |
: |
Total Pages |
: 525 |
Release |
: 1992 |
ISBN-10 |
: OCLC:25956468 |
ISBN-13 |
: |
Rating |
: 4/5 (68 Downloads) |
Synopsis Protecting Investors by :