This dissertation, "Frequency Synchronization in OFDM-based Systems" by Jianwu, Chen, 陳建武, was obtained from The University of Hong Kong (Pokfulam, Hong Kong) and is being sold pursuant to Creative Commons: Attribution 3.0 Hong Kong License. The content of this dissertation has not been altered in any way. We have altered the formatting in order to facilitate the ease of printing and reading of the dissertation. All rights not granted by the above license are retained by the author. DOI: 10.5353/th_b4068733 Subjects: Synchronization Orthogonal frequency division multiplexing

Wireless networking technologies are witnessed to become the integral part of industry, business, entertainment and daily life. Encyclopedia of Wireless Networks is expected to provide comprehensive references to key concepts of wireless networks, including research results of historical significance, areas of current interests, and growing directions in the future wireless networks. It can serve as a valuable and authoritative literature for students, researchers, engineers, and practitioners who need a quick reference to the subjects of wireless network technology and its relevant applications. Areas covered: 5G Network | Editors: Rahim Tafazolli, Rose Hu Ad hoc Network | Editor: Cheng Li Big Data for Networking | Editor: Song Guo Cellular Network, 2G/3G Network, 4G/LTE Network | Editor: Hsiao-hwa Chen Cognitive Radio Network | Editor: Ning Zhang Cooperative Communications | Editor: Kaoru Ota Cyber Physical Systems | Editor: Shiyan Hu Data Center Network | Editor: Lei Lei Delay Tolerant and Opportunistic Network | Editor: Yuanguo Bi Equalization, Synchronization and Channel Estimation | Editor: Yingying Chen Future Network Architecture | Editor: Wei Quan Game Theory in Wireless Network | Editor: Dusit Niyato Interference Characterization and Mitigation | Editor: Lin Cai Internet of Things | Editors: Xiuzhen Cheng, Wei Cheng Internet of Things and its Applications | Editor: Phone Lin Interworking Heterogeneous Wireless Network | Editor: Ping Wang Medium Access Control | Editors: Hassan Omar, Qiang Ye Millimeter-wave Communications | Editor: Ming Xiao MIMO-based Network | Editor: Prof. Wei Zhang Mobility Management and Models | Editors: Sandra Cespedes, Sangheon Pack Molecular, Biological and Multi-scale Communications | Editor: Adam Noel Network Economics and pricing | Editors: Jianwei Huang, Yuan Luo Network Forensics and surveillance, Fault Tolerance and Reliability | Editor: Hongwei Li Network Measurement and Virtualization | Editor: Yusheng Ji Quality of Service, Quality of Experience and Quality of Protection | Editors: Rui Luis Aguiar, Yu Cheng Resource Allocation and Management | Editors: Junshan Zhang, Nan Cheng Routing and Multi-cast, Router and Switch Design | Editor: Richard Yu Scaling Laws and Fundamental Limits | Editor: Ning Lu Security, Privacy and Trust | Editor: Kui Ren Short Range Communications, RFID and NFC | Editor: Zhiguo Shi Smart Grid Communications | Editor: Vincent W. S. Wong Vehicular Network | Editors: Lian Zhao, Qing Yang Video Streaming | Editor: Zhi Liu Wireless Body Area Network and e-healthcare | Editor: Honggang Wang Wireless Security | Editors: Haojin Zhu, Jian Shen Wireless Sensor Network | Editors: Jiming Chen, Ruilong Deng WLAN and OFDM | Editor: Xianbin Wang

Orthogonal frequency division multiplexing (OFDM) due to its appealing features, such as robustness against frequency selective fading and simple channel equalization, is adopted in communications systems such as WLAN, WiMAX and DVB. However, OFDM systems are sensitive to synchronization errors caused by timing and frequency offsets. Besides, the OFDM receiver has to perform channel estimation for coherent detection. The goal of this thesis is to investigate new methods for timing and frequency synchronization and channel estimation in OFDM-based systems. First, we investigate new methods for preamble-aided coarse timing estimation in OFDM systems. Two novel timing metrics using high order statistics-based correlation and differential normalization functions are proposed. The performance of the new timing metrics is evaluated using different criteria including class-separability, robustness to the carrier frequency offset, and computational complexity. It is shown that the new timing metrics can considerably increase the class-separability due to their more distinct values at correct and wrong timing instants, and thus give a significantly better detection performance than the existing timing metrics do. Furthermore, a new method for coarse estimation of the start of the frame is proposed, which remarkably reduces the probability of inter-symbol interference (ISI). The improved performances of the new schemes in multipath fading channels are shown by the probabilities of false alarm, missed-detection and ISI obtained through computer simulations. Second, a novel pilot-aided algorithm is proposed for the detection of integer frequency offset (IFO) in OFDM systems. By transforming the IFO into two new integer parameters, the proposed method can largely reduce the number of trial values for the true IFO. The two new integer parameters are detected using two different pilot sequences, a periodic pilot sequence and an aperiodic pilot sequence. It is shown that the new scheme can significantly reduce the computational complexity while achieving almost the same performance as the previous methods do. Third, we propose a method for joint timing and frequency synchronization and channel estimation for OFDM systems that operate in doubly selective channels. Basis expansion modeling (BEM) that captures the time variations of the channel is used to reduce the number of unknown channel parameters. The BEM coefficients along with the timing and frequency offsets are estimated by using a maximum likelihood (ML) approach. An efficient algorithm is then proposed for reducing the computational complexity of the joint estimation. The complexity of the new method is assessed in terms of the number of multiplications. The mean square estimation error of the proposed method is evaluated in comparison with previous methods, indicating a remarkable performance improvement by the new method. Fourth, we present a new scheme for joint estimation of CFO and doubly selective channel in orthogonal frequency division multiplexing systems. In the proposed preamble-aided method, the time-varying channel is represented using BEM. CFO and BEM coefficients are estimated using the principles of particle and Kalman filtering. The performance of the new method in multipath time-varying channels is investigated in comparison with previous schemes. The simulation results indicate a remarkable performance improvement in terms of the mean square errors of CFO and channel estimates. Fifth, a novel algorithm is proposed for timing and frequency synchronization and channel estimation in the uplink of orthogonal frequency division multiple access (OFDMA) systems by considering high-mobility situations and the generalized subcarrier assignment. By using BEM to represent a doubly selective channel, a maximum likelihood (ML) approach is proposed to jointly estimate the timing and frequency offsets of different users as well as the BEM coefficients of the time-varying channels. A space-alternating generalized expectation-maximization algorithm is then employed to transform the maximization problem for all users into several simpler maximization problems for each user. The computational complexity of the new timing and frequency offset estimator is analyzed and its performance in comparison with that of existing methods using the mean square error is evaluated . Finally, two novel approaches for joint CFO and doubly selective channel estimation in the uplink of multiple-input multiple-output orthogonal frequency division multiple access (MIMO-OFDMA) systems are presented. Considering high-mobility situations, where channels change within an OFDMA symbol interval, and the time varying nature of CFOs, BEM is employed to represent the time variations of the channel. Two new approaches are then proposed based on Schmidt Kalman filtering (SKF). The first approach utilizes Schmidt extended Kalman filtering for each user to estimate the CFO and BEM coefficients. The second approach uses Gaussian particle filter along with SKF to estimate the CFO and BEM coefficients of each user. The Bayesian Cramer Rao bound is derived, and performance of the new schemes are evaluated using mean square error. It is demonstrated that the new schemes can significantly improve the mean square error performance in comparison with that of the existing methods.

This dissertation, "Symbol Synchronization in OFDM-based Systems" by Xinyue, Pan, 潘新月, was obtained from The University of Hong Kong (Pokfulam, Hong Kong) and is being sold pursuant to Creative Commons: Attribution 3.0 Hong Kong License. The content of this dissertation has not been altered in any way. We have altered the formatting in order to facilitate the ease of printing and reading of the dissertation. All rights not granted by the above license are retained by the author. DOI: 10.5353/th_b3979385 Subjects: Synchronization Orthogonal frequency division multiplexing Algorithms

Orthogonal Frequency Division Multiplexing (OFDM) systems are widely used in the standards for digital audio/video broadcasting, WiFi and WiMax. Being a frequency-domain approach to communications, OFDM has important advantages in dealing with the frequency-selective nature of high data rate wireless communication channels. As the needs for operating with higher data rates become more pressing, OFDM systems have emerged as an effective physical-layer solution. This short monograph is intended as a tutorial which highlights the deleterious aspects of the wireless channel and presents why OFDM is a good choice as a modulation that can transmit at high data rates. The system-level approach we shall pursue will also point out the disadvantages of OFDM systems especially in the context of peak to average ratio, and carrier frequency synchronization. Finally, simulation of OFDM systems will be given due prominence. Simple MATLAB programs are provided for bit error rate simulation using a discrete-time OFDM representation. Software is also provided to simulate the effects of inter-block-interference, inter-carrier-interference and signal clipping on the error rate performance. Different components of the OFDM system are described, and detailed implementation notes are provided for the programs. The program can be downloaded here. Table of Contents: Introduction / Modeling Wireless Channels / Baseband OFDM System / Carrier Frequency Offset / Peak to Average Power Ratio / Simulation of the Performance of OFDM Systems / Conclusions

Orthogonal Frequency Division Multiplexing for Wireless Communications is an edited volume with contributions by leading authorities in the subject of OFDM. Its coverage consists of principles, important wireless topics (e.g. Synchronization, channel estimation, etc.) and techniques. Included is information for advancing wireless communication in a multipath environment with an emphasis on implementation of OFDM in base stations. Orthogonal Frequency Division Multiplexing for Wireless Communications provides a comprehensive introduction of the theory and practice of OFDM. To facilitate the readers, extensive subject indices and references are given at the end of the book. Even though each chapter is written by different experts, symbols and notations in all chapters of the book are consistent.

This SpringerBrief investigates the performance of semi-blind independent component analysis (ICA) based equalization and carrier frequency offset estimation approaches (CFO) for a number of orthogonal frequency division multiplexing (OFDM) based wireless communication systems. It provides a comprehensive overview of the challenges of channel equalization and frequency synchronization for different wireless systems. The authors present the wireless communication channel and system models. Key existing CFO estimation methods are reviewed, along with a number of the training based and non-training based (blind) channel estimation methods. This is followed by a study of ICA and its applications to OFDM-based wireless communication systems. Later chapters provide a detailed description of recent research on semi-blind CFO estimation and ICA based equalization approaches for various wireless communication systems including multiple-input multiple-output (MIMO) OFDM and coordinated multipoint (CoMP) systems. Semi-blind CFO estimation and equalization structures provide a spectrum-efficient and high-performance solution for high speed wireless communications. This book is suitable for postgraduate students, researchers or professionals in the area of wireless communications.