Compliance Enforcement And Reporting In
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Author |
: David M. Stuart |
Publisher |
: |
Total Pages |
: 0 |
Release |
: 2015-08-07 |
ISBN-10 |
: 140242471X |
ISBN-13 |
: 9781402424717 |
Rating |
: 4/5 (1X Downloads) |
Synopsis SEC Compliance and Enforcement Answer Book 2015 by : David M. Stuart
SEC Compliance and Enforcement Answer Book 2015 answers hundreds of real-world questions related to the nuances of unique SEC Enforcement procedure, and provides sophisticated insight on the complex and extensive body of federal securities laws. Edited by David M. Stuart (Cravath, Swaine and Moore LLP), this expert Q&A guide compiles the perspectives of leading practitioners from around the country who have previously served in the SEC Enforcement Division, many of whom were in some of the most senior positions in the Division. Leveraging the authors' experience and expertise, SEC Compliance and Enforcement Answer Book 2015 provides nuts and bolts guidance on: - Conducting an effective internal investigation - while the SEC is simultaneously investigating - Responding to SEC requests and subpoenas for documents, interviews, and testimony - Cooperating effectively with SEC staff - The Wells process, negotiating resolutions, and litigating with the SEC - The complexities that arise when criminal and international law enforcement authorities becomes involved in an SEC investigation Additionally, SEC Compliance and Enforcement Answer Book 2015 answers questions on insider trading, accounting and securities fraud, market manipulation and foreign corruption. The Q&A guide also tackles special issues related to investigations of attorneys, accountants, and those identified by whistleblowers.
Author |
: United States. Office of Labor-Management Standards Enforcement |
Publisher |
: |
Total Pages |
: 152 |
Release |
: |
ISBN-10 |
: STANFORD:36105131461225 |
ISBN-13 |
: |
Rating |
: 4/5 (25 Downloads) |
Synopsis Compliance, Enforcement & Reporting in ... by : United States. Office of Labor-Management Standards Enforcement
Author |
: Howard L. Dorfman |
Publisher |
: |
Total Pages |
: |
Release |
: 2021 |
ISBN-10 |
: 1402438486 |
ISBN-13 |
: 9781402438486 |
Rating |
: 4/5 (86 Downloads) |
Synopsis Pharmaceutical Compliance and Enforcement Answer Book by : Howard L. Dorfman
Author |
: United States. Office of Labor-Management and Welfare-Pension Reports |
Publisher |
: |
Total Pages |
: 548 |
Release |
: 1969 |
ISBN-10 |
: IND:30000089075539 |
ISBN-13 |
: |
Rating |
: 4/5 (39 Downloads) |
Synopsis Compliance, Enforcement and Reporting in ... by : United States. Office of Labor-Management and Welfare-Pension Reports
Author |
: |
Publisher |
: |
Total Pages |
: 100 |
Release |
: 1968 |
ISBN-10 |
: MINN:30000010810400 |
ISBN-13 |
: |
Rating |
: 4/5 (00 Downloads) |
Synopsis Compliance, Enforcement and Reporting in ... Under the Labor-Management Reporting and Disclosure Act by :
Author |
: United States. Office of Federal Contract Compliance Programs |
Publisher |
: |
Total Pages |
: 1110 |
Release |
: 1990 |
ISBN-10 |
: IND:30000044524399 |
ISBN-13 |
: |
Rating |
: 4/5 (99 Downloads) |
Synopsis Federal Contract Compliance Manual by : United States. Office of Federal Contract Compliance Programs
Author |
: United States. Office of Labor-Management Standards Enforcement |
Publisher |
: |
Total Pages |
: 104 |
Release |
: |
ISBN-10 |
: OSU:32435023001225 |
ISBN-13 |
: |
Rating |
: 4/5 (25 Downloads) |
Synopsis Compliance, Enforcement and Reporting Under the Labor-Management Reporting and Disclosure Act by : United States. Office of Labor-Management Standards Enforcement
Author |
: Fabrizio Cafaggi |
Publisher |
: Edward Elgar Publishing |
Total Pages |
: 399 |
Release |
: 2012-01-01 |
ISBN-10 |
: 9781781003732 |
ISBN-13 |
: 1781003734 |
Rating |
: 4/5 (32 Downloads) |
Synopsis Enforcement of Transnational Regulation by : Fabrizio Cafaggi
'Globalization pushes the boundaries of markets. Alongside the greater "goods" of transnational economic activity come the "bads" of unregulated conduct. This important book looks to the new frontiers of legal intervention to make sure that global markets do not run riot over important public values. The signal contribution is not the search for ever higher levels of transnational authority – the susperstates of a brave new world – but empowering numerous private actors to enforce legal norms in our fast-changing economic environment.' – Samuel Issacharoff, New York University, School of Law, US This book addresses the different mechanisms of enforcement deployed in transnational private regimes vis-à-vis those in the field of public transnational law. Enforcement represents a key dimension in measuring the effectiveness and legitimacy of transnational private regulation. This detailed book shifts the focus from rule-making to enforcement and compliance, and moves from a vertical analysis to a comparative sectoral analysis. Both public and private transnational regulation fall under the scrutiny of the authors, and the book considers the effectiveness of judicial models of enforcement – under international law and through national courts – and of non-judicial means. Comparisons are drawn across sectors including international commercial law, labor law, finance, Internet regulation and advertising. Enforcement of Transnational Regulation will appeal to scholars of both private and public law, regulation and comparative law. It will also prove a stimulating and challenging read for policy-makers and law-makers.
Author |
: Joel Slemrod |
Publisher |
: |
Total Pages |
: 361 |
Release |
: 1992 |
ISBN-10 |
: 0472103385 |
ISBN-13 |
: 9780472103386 |
Rating |
: 4/5 (85 Downloads) |
Synopsis Why People Pay Taxes by : Joel Slemrod
Experts discuss strategies for curtailing tax evasion
Author |
: Institute of Medicine |
Publisher |
: National Academies Press |
Total Pages |
: 432 |
Release |
: 1986-02-01 |
ISBN-10 |
: 9780309036467 |
ISBN-13 |
: 0309036461 |
Rating |
: 4/5 (67 Downloads) |
Synopsis Improving the Quality of Care in Nursing Homes by : Institute of Medicine
As more people live longer, the need for quality long-term care for the elderly will increase dramatically. This volume examines the current system of nursing home regulations, and proposes an overhaul to better provide for those confined to such facilities. It determines the need for regulations, and concludes that the present regulatory system is inadequate, stating that what is needed is not more regulation, but better regulation. This long-anticipated study provides a wealth of useful background information, in-depth study, and discussion for nursing home administrators, students, and teachers in the health care field; professionals involved in caring for the elderly; and geriatric specialists.