Broker Dealer Law And Regulation 5th Edition
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Author |
: Poser, Fanto, Gross |
Publisher |
: Wolters Kluwer Law & Business |
Total Pages |
: 1920 |
Release |
: |
ISBN-10 |
: 9781543804966 |
ISBN-13 |
: 1543804969 |
Rating |
: 4/5 (66 Downloads) |
Synopsis Broker-Dealer Law and Regulation, 5th Edition by : Poser, Fanto, Gross
Author |
: Norman S. Poser |
Publisher |
: |
Total Pages |
: |
Release |
: 2007 |
ISBN-10 |
: LCCN:2007000202 |
ISBN-13 |
: |
Rating |
: 4/5 (02 Downloads) |
Synopsis Broker-dealer Law and Regulation by : Norman S. Poser
Author |
: Norman S. Poser |
Publisher |
: |
Total Pages |
: 0 |
Release |
: 1999 |
ISBN-10 |
: OCLC:612321007 |
ISBN-13 |
: |
Rating |
: 4/5 (07 Downloads) |
Synopsis Broker-dealer Law and Regulation by : Norman S. Poser
Author |
: Norman S. Poser |
Publisher |
: Aspen Publishers |
Total Pages |
: 523 |
Release |
: 1995-12-31 |
ISBN-10 |
: 0316715166 |
ISBN-13 |
: 9780316715164 |
Rating |
: 4/5 (66 Downloads) |
Synopsis Broker-Dealer Law and Regulation by : Norman S. Poser
Author |
: David L. Johnston |
Publisher |
: |
Total Pages |
: |
Release |
: 2014 |
ISBN-10 |
: 0433461225 |
ISBN-13 |
: 9780433461227 |
Rating |
: 4/5 (25 Downloads) |
Synopsis Canadian Securities Regulation by : David L. Johnston
Author |
: Thomas Lee Hazen |
Publisher |
: West Group Publishing |
Total Pages |
: 1194 |
Release |
: 2002 |
ISBN-10 |
: STANFORD:36105063901818 |
ISBN-13 |
: |
Rating |
: 4/5 (18 Downloads) |
Synopsis The Law of Securities Regulation by : Thomas Lee Hazen
"This Hornbook is aimed primarily at law students. It is a substantial abridgement of my four-volume Treatise on the law of securities regulation"--P. ix.
Author |
: Louis Loss |
Publisher |
: Wolters Kluwer Law & Business |
Total Pages |
: 0 |
Release |
: 2018 |
ISBN-10 |
: 1543802753 |
ISBN-13 |
: 9781543802757 |
Rating |
: 4/5 (53 Downloads) |
Synopsis Fundamentals of Securities Regulation by : Louis Loss
Previous editions : 2011 (6th), 1983 (1st).
Author |
: Steven Mark Levy |
Publisher |
: Wolters Kluwer |
Total Pages |
: 1683 |
Release |
: 2003-01-01 |
ISBN-10 |
: 9780735543508 |
ISBN-13 |
: 073554350X |
Rating |
: 4/5 (08 Downloads) |
Synopsis Federal Money Laundering Regulation by : Steven Mark Levy
Federal Money Laundering Regulation: Banking, Corporate and Securities Compliance is a comprehensive guide to understanding and complying with all U.S. legislation and regulatory requirements governing money laundering. Carefully written and well-organized, this book is the most authoritative but practical publication available in this subject area. Users of the book include banks, credit unions, securities broker-dealers, casinos, money services businesses, futures commission merchants, mutual funds, insurance companies and other financial institutions and their legal counsel, As well as regulatory and law enforcement agencies, The criminal bar, public accountants, and federal and state courts. The easy-to-use looseleaf format allows the reader to keep the volume up to date as annual supplements are issued. The current volume has approximately 1100 pages, organized in 27 chapters. Read the highlights in the latest supplement for Federal Money Laundering Regulation: Banking, Corporate and Securities Compliance .
Author |
: Louis Loss |
Publisher |
: Aspen Publishers |
Total Pages |
: 820 |
Release |
: 2009 |
ISBN-10 |
: STANFORD:36105064149326 |
ISBN-13 |
: |
Rating |
: 4/5 (26 Downloads) |
Synopsis Securities Regulation by : Louis Loss
"The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as: When does a note fall within the definition of a "security" How have the courts altered the express civil liability provisions of the federal securities laws? Can the SEC impose additional ten-day suspensions on trading without notice? Does scienter include reckless as well as intentional conduct? And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn."--Publisher's website.
Author |
: Robert C. Rosen |
Publisher |
: |
Total Pages |
: 0 |
Release |
: 1986 |
ISBN-10 |
: 0379208253 |
ISBN-13 |
: 9780379208252 |
Rating |
: 4/5 (53 Downloads) |
Synopsis International Securities Regulation by : Robert C. Rosen
Definitive and comprehensive, International Securities Regulation is the first treatise on international securities with translations of laws and regulations of 30 jurisdictions entirely in English. This seven-volume set encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, descriptions of public securities markets, and discussions of those regulations regarding substantive securities matters. Lawyers, regulators, and professionals with first-hand, day-to-day experience have written commentary for each jurisdiction. Commentary focuses on each country's legal system, public securities markets, security regulations and implementations, and recent trends and developments.