Access To Data Obtained By Security Based Swap Data Repositories Us Securities And Exchange Commission Regulation Sec 2018 Edition
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Author |
: The Law Library |
Publisher |
: Independently Published |
Total Pages |
: 58 |
Release |
: 2019-01-19 |
ISBN-10 |
: 1794406751 |
ISBN-13 |
: 9781794406759 |
Rating |
: 4/5 (51 Downloads) |
Synopsis Access to Data Obtained by Security-Based Swap Data Repositories (Us Securities and Exchange Commission Regulation) (Sec) (2018 Edition) by : The Law Library
The Law Library presents the complete text of the Access to Data Obtained by Security-Based Swap Data Repositories (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition). Updated as of May 29, 2018 Pursuant to section 763(i) of Title VII ("Title VII") of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd-Frank Act"), the Securities and Exchange Commission ("Commission") is adopting amendments to rule 13n-4 under the Securities Exchange Act of 1934 ("Exchange Act") related to regulatory access to security-based swap data held by security-based swap data repositories. The rule amendments would implement the conditional Exchange Act requirement that security-based swap data repositories make data available to certain regulators and other authorities. This ebook contains: - The complete text of the Access to Data Obtained by Security-Based Swap Data Repositories (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition) - A dynamic table of content linking to each section - A table of contents in introduction presenting a general overview of the structure
Author |
: Office of The Federal Register |
Publisher |
: IntraWEB, LLC and Claitor's Law Publishing |
Total Pages |
: 1367 |
Release |
: 2018-04-01 |
ISBN-10 |
: 9781640242999 |
ISBN-13 |
: 1640242996 |
Rating |
: 4/5 (99 Downloads) |
Synopsis 2018 CFR Annual Print Title 17 Commodity and Securities Exchanges Parts 240 to End by : Office of The Federal Register
Title 17 Commodity and Securities Exchanges Parts 240 to End
Author |
: United States. Securities and Exchange Commission |
Publisher |
: |
Total Pages |
: 868 |
Release |
: 1962 |
ISBN-10 |
: NWU:35559002060246 |
ISBN-13 |
: |
Rating |
: 4/5 (46 Downloads) |
Synopsis Securities Exchange Act of 1934 Release by : United States. Securities and Exchange Commission
Author |
: Office of The Federal Register |
Publisher |
: IntraWEB, LLC and Claitor's Law Publishing |
Total Pages |
: 1367 |
Release |
: 2018-04-01 |
ISBN-10 |
: |
ISBN-13 |
: |
Rating |
: 4/5 ( Downloads) |
Synopsis 2018 CFR e-Book Title 17 Commodity and Securities Exchanges Parts 240 to End by : Office of The Federal Register
Title 17 Commodity and Securities Exchanges Parts 240 to End
Author |
: Matthew Nimetz |
Publisher |
: |
Total Pages |
: 12 |
Release |
: 1979 |
ISBN-10 |
: MINN:31951002855540Q |
ISBN-13 |
: |
Rating |
: 4/5 (0Q Downloads) |
Synopsis Continuity and Commitment by : Matthew Nimetz
Author |
: The Law Library |
Publisher |
: Independently Published |
Total Pages |
: 210 |
Release |
: 2019-01-18 |
ISBN-10 |
: 1794359141 |
ISBN-13 |
: 9781794359147 |
Rating |
: 4/5 (41 Downloads) |
Synopsis Consolidated Audit Trail (Us Securities and Exchange Commission Regulation) (Sec) (2018 Edition) by : The Law Library
The Law Library presents the complete text of the Consolidated Audit Trail (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition). Updated as of May 29, 2018 The Securities and Exchange Commission ("Commission") is adopting Rule 613 under the Securities Exchange Act of 1934 ("Exchange Act" or "Act") to require national securities exchanges and national securities associations ("self-regulatory organizations" or "SROs") to submit a national market system ("NMS") plan to create, implement, and maintain a consolidated order tracking system, or consolidated audit trail, with respect to the trading of NMS securities, that would capture customer and order event information for orders in NMS securities, across all markets, from the time of order inception through routing, cancellation, modification, or execution. This ebook contains: - The complete text of the Consolidated Audit Trail (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition) - A dynamic table of content linking to each section - A table of contents in introduction presenting a general overview of the structure
Author |
: |
Publisher |
: |
Total Pages |
: 182 |
Release |
: 1981 |
ISBN-10 |
: OSU:32435030832489 |
ISBN-13 |
: |
Rating |
: 4/5 (89 Downloads) |
Synopsis Official List of Section 13(f) Securities by :
Author |
: Board of Governors of the Federal Reserve System |
Publisher |
: |
Total Pages |
: 0 |
Release |
: 2002 |
ISBN-10 |
: 0894991965 |
ISBN-13 |
: 9780894991967 |
Rating |
: 4/5 (65 Downloads) |
Synopsis The Federal Reserve System Purposes and Functions by : Board of Governors of the Federal Reserve System
Provides an in-depth overview of the Federal Reserve System, including information about monetary policy and the economy, the Federal Reserve in the international sphere, supervision and regulation, consumer and community affairs and services offered by Reserve Banks. Contains several appendixes, including a brief explanation of Federal Reserve regulations, a glossary of terms, and a list of additional publications.
Author |
: Alan Charles Raul |
Publisher |
: |
Total Pages |
: 442 |
Release |
: |
ISBN-10 |
: 1838620621 |
ISBN-13 |
: 9781838620622 |
Rating |
: 4/5 (21 Downloads) |
Synopsis The Privacy, Data Protection and Cybersecurity Law Review by : Alan Charles Raul