A Practitioners Guide To Mifid Ii
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Author |
: Jonathan Herbst |
Publisher |
: |
Total Pages |
: 529 |
Release |
: 2018 |
ISBN-10 |
: 0414065727 |
ISBN-13 |
: 9780414065727 |
Rating |
: 4/5 (27 Downloads) |
Synopsis A Practitioner's Guide to MiFID II by : Jonathan Herbst
Author |
: Seb Malik |
Publisher |
: |
Total Pages |
: 0 |
Release |
: 2016 |
ISBN-10 |
: 0993546536 |
ISBN-13 |
: 9780993546532 |
Rating |
: 4/5 (36 Downloads) |
Synopsis MIFIDII by : Seb Malik
Equipped with this guide, with its comprehensive references and links to source texts, business analysts and project managers will stand tall, empowered to drive forward critical regulatory projects. Other MiFID II tracts are either too high level to be of any practical aid, or too detailed (aimed principally at the legal community) leaving the reader overwhelmed. That the changes required for MiFID II are not communicated in a single unified document is where this guide earns its keep. There are a plethora of directives, regulations, technical specifications and updates running into thousands of pages that must be read, digested, cross-referenced, organised and categorised in order to arrive at actionable issues. --
Author |
: Dick Frase |
Publisher |
: Sweet & Maxwell |
Total Pages |
: 365 |
Release |
: 2012 |
ISBN-10 |
: 9780414049413 |
ISBN-13 |
: 0414049411 |
Rating |
: 4/5 (13 Downloads) |
Synopsis A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry by : Dick Frase
This title examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of interest and how the principles have been applied in the financial services industry
Author |
: Geoffrey Maddock |
Publisher |
: |
Total Pages |
: 566 |
Release |
: 2016-04-22 |
ISBN-10 |
: 0414054857 |
ISBN-13 |
: 9780414054851 |
Rating |
: 4/5 (57 Downloads) |
Synopsis A Practitioner's Guide to Solvency II by : Geoffrey Maddock
A complete practical guide to the provisions, implications and practical effects of the Solvency II Directive, how it impacts on insurance firms and their day-to-day operations and systems and controls. The book will give practical guidance on preparation for the new regime and ongoing compliance, and will include examples and flow charts to aid understanding
Author |
: |
Publisher |
: |
Total Pages |
: 450 |
Release |
: 2016-11-30 |
ISBN-10 |
: 0414061284 |
ISBN-13 |
: 9780414061286 |
Rating |
: 4/5 (84 Downloads) |
Synopsis A Practitioner's Guide to Banking Regulation by :
Author |
: Geoff Yates |
Publisher |
: Cambridge University Press |
Total Pages |
: |
Release |
: 2010-02-18 |
ISBN-10 |
: 9781139484190 |
ISBN-13 |
: 1139484192 |
Rating |
: 4/5 (90 Downloads) |
Synopsis A Practical Guide to Private Equity Transactions by : Geoff Yates
This overview of a complex and often misunderstood subject takes the reader through the issues that are faced throughout the life cycle of a private equity investment, from the identification of an opportunity, through the various stages of the transaction and the lifetime of the investment, to the eventual exit by the investor. The analysis of key documentation and legal issues covers company law, employment law, pensions, taxation, debt funding and competition law, taking into account recent legal developments such as the Companies Act 2006, the recent emergence of private equity in the UK and the challenges faced by the industry as a result of the financial crisis.
Author |
: Danny Busch |
Publisher |
: Oxford Eu Financial Regulation |
Total Pages |
: 0 |
Release |
: 2017 |
ISBN-10 |
: 0198767676 |
ISBN-13 |
: 9780198767671 |
Rating |
: 4/5 (76 Downloads) |
Synopsis Regulation of the EU Financial Markets by : Danny Busch
PART I: GENERAL ASPECTS 1: Introduction, Danny Busch and Guido Ferrarini PART II: INVESTMENT FIRMS AND INVESTMENT SERVICES 2: The Scope of MiFID II, Kitty Lieverse 3: Governance of Investment Firms under MiFID II, Jens-Hinrich Binder 4: The Overarching Duty to Act in the Best Interest of the Client in MiFID II, Luca Enriques and Matteo Gargantini 5: Product Governance and Product Intervention, Danny Busch 6: Independent Financial Advice, Paolo Giudici 7: Conflicts of Interest, Stefan Grundmann and Philipp Hacker 8: Inducements, Larissa Silverentand, Jasha Sprecher, and Lisette Simons 9: Agency and Principal Dealing Under MiFID, Danny Busch 10: MiFID II/MiFIR's Regime for Third-Country Firms, Danny Busch & Marije Louisse PART III: TRADING 11: TGovernance and Organization of Trading Venues: The Role of Financial Market Infrastructures Groups, Guido Ferrarini & Paolo Saguato 12: EU Financial Governance and Transparency Regulation: A Test for the Effectiveness of Post-Crisis Administrative Governance, Niamh Moloney 13: SME Growth Markets, Carmine di Noia & Rudiger Veil 14: Dark Trading Under MiFID II, Peter Gomber & Ilya Gvozdevskiy 15: Derivatives: Trading, Clearing, STP, Indirect Clearing, and Portfolio Compression, Rezah Stegeman & Aron Berket 16: Commodity Derivatives, Antonella Sciarrone Alibrandi & Edoardo Grossule 17: Algorithmic Trading and High Frequency Trading, Pierre-Henri Conac 18: An American perspective, Merritt Fox PART IV: SUPERVISION AND ENFORCEMENT 19: Public Enforcement of MiFID II, Christos Gortsos 20: The Private Law Effect of MiFID: the Genil Case and Beyond, Danny Busch PART V: THE BROADER VIEW AND THE FUTURE OF MIFID 21: MiFID II: Picking up the Crumbs of a Piecemeal Approach, Veerle Colaert 22: Shadow Banking and the Functioning of Financial Markets, Eddy Wymeersch 23: Investment-based Crowdfunding: Is MiFID II enough?, Guido Ferrarini & Eugenia Macchiavello.
Author |
: Jeffrey Bacidore |
Publisher |
: |
Total Pages |
: |
Release |
: 2021-02-16 |
ISBN-10 |
: 057886262X |
ISBN-13 |
: 9780578862620 |
Rating |
: 4/5 (2X Downloads) |
Synopsis Algorithmic Trading by : Jeffrey Bacidore
The book provides detailed coverage of?Single order algorithms, such as Volume-Weighted Average Price (VWAP), Time-Weighted-Average Price (TWAP), Percent of Volume (POV), and variants of the Implementation Shortfall algorithm. ?Multi-order algorithms, such as Pairs Trading and Portfolio Trading algorithms.?Smart routers, including "smart market", "smart limit", and dark aggregators.?Trading performance measurement, including trading benchmarks, "algo wheels", trading cost models, and other measurement issues.
Author |
: Martin Terrell |
Publisher |
: Bloomsbury Publishing |
Total Pages |
: 583 |
Release |
: 2018-05-11 |
ISBN-10 |
: 9781526503688 |
ISBN-13 |
: 1526503689 |
Rating |
: 4/5 (88 Downloads) |
Synopsis A Practitioner's Guide to the Court of Protection by : Martin Terrell
Navigate the extensive jurisdiction and powers of the Court of Protection. The Court of Protection affects an ever increasing number of people, among whom are some of the most vulnerable members of society. They need the best support and protection that the law and legal profession can provide. A Practitioner's Guide to the Court of Protection is written by practitioners whose individual and combined experience provide an invaluable guide to the law and practical application. The new Fourth Edition covers both the property and affairs and the welfare parts of the Court's jurisdiction, with new and expanded chapters covering: - The Court of Protection Rules 2017 - Case management pathways - Welfare and Deprivation of Liberty - Private international law - The practical application of the Mental Capacity Act 2005 - Lasting and Enduring Powers of Attorney - Case law, practice and procedure of the Court of Protection - Latest guidance and practice notes from the Office of the Public Guardian It is essential reading for anyone involved in Court of Protection practice including private client practitioners, mental health practitioners, family law practitioners, deputies, local authorities, accountants, Independent Mental Capacity Advocates, Welfare Accredited Legal Representatives, and advocates.
Author |
: Paul Fontes |
Publisher |
: Bloomsbury Publishing |
Total Pages |
: 482 |
Release |
: 2019-02-19 |
ISBN-10 |
: 9781526504210 |
ISBN-13 |
: 1526504219 |
Rating |
: 4/5 (10 Downloads) |
Synopsis Eversheds Sutherland: The Employment Practitioner’s Guide to Financial Institutions by : Paul Fontes
The financial crisis both in the US and UK led to concerns that individual accountability of senior managers in the banking sector had to be strengthened and risk and reward aligned more closely. Sweeping amendments were made to legislation, with new regimes introduced to improve accountability and greater powers bestowed upon regulators. The landscape has changed significantly with onerous rules faced by employers from recruitment to departure and beyond. Eversheds Sutherland: The Employment Practitioner's Guide to Financial Institutions: Key Aspects of the Regulatory Framework (originally titled: The Employment Practitioner's Guide to Financial Institutions: The Senior Managers and Certification Regime and Accountability) covers the full roll-out of the Senior Managers and Certification Regime to all financial services firms in 2018. The complexity of the rules and the difficulty for practitioners in finding resources to help them understand the new regime has led to much confusion and uncertainty. This book provides an invaluable guide to the new regime with practical analysis of the issues raised and how the changes should be implemented.