Model Rules of Professional Conduct

Model Rules of Professional Conduct
Author :
Publisher : American Bar Association
Total Pages : 216
Release :
ISBN-10 : 1590318730
ISBN-13 : 9781590318737
Rating : 4/5 (30 Downloads)

Synopsis Model Rules of Professional Conduct by : American Bar Association. House of Delegates

The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.

A new approach to financial regulation

A new approach to financial regulation
Author :
Publisher : The Stationery Office
Total Pages : 76
Release :
ISBN-10 : 0101787421
ISBN-13 : 9780101787420
Rating : 4/5 (21 Downloads)

Synopsis A new approach to financial regulation by : Great Britain. Treasury

This document outlines the Government's programme of reform to renew the UK's system of financial regulation. It believes that weaknesses were inherent in the tripartite approach whereby three authorities - the Bank of England, the Financial Services Authority and the Treasury - were collectively responsible for financial stability. The Government will create a new Financial Policy Committee (FPC) in the Bank of England with primary statutory duty to maintain financial stability. The FPC will be given control of macro-prudential tools to ensure that systemic risks to financial stability are dealt with. This macro-prudential regulation must be co-ordinated with the prudential regulation of individual firms. Operational responsibility for prudential regulation will transfer from the FSA to a new subsidiary of the Bank of England, the Prudential Regulation Authority. The third development is the creation of a dedicated Consumer Protection and Markets Authority (CPMA) with a primary statutory responsibility to promote confidence in financial services and markets. Protection of consumers will be delivered though a strong consumer division within CPMA. The document also covers: the issue of market regulation; co-ordination of the regulatory bodies in a potential crisis; the next steps, including public consultation, legislative passage and operational implementation. The Government will, after considering responses, produce more detailed proposals - including draft legislation - for further consultation in early 2011, with a view to having legislation on the statute book within two years.

Higher Education Opportunity Act

Higher Education Opportunity Act
Author :
Publisher :
Total Pages : 432
Release :
ISBN-10 : UCR:31210018767804
ISBN-13 :
Rating : 4/5 (04 Downloads)

Synopsis Higher Education Opportunity Act by : United States

Risk-Based Capital

Risk-Based Capital
Author :
Publisher : DIANE Publishing
Total Pages : 187
Release :
ISBN-10 : 9780788186707
ISBN-13 : 0788186701
Rating : 4/5 (07 Downloads)

Synopsis Risk-Based Capital by : Lawrence D. Cluff

Financial Services Act 2010

Financial Services Act 2010
Author :
Publisher : BoD – Books on Demand
Total Pages : 106
Release :
ISBN-10 : 9783867413725
ISBN-13 : 386741372X
Rating : 4/5 (25 Downloads)

Synopsis Financial Services Act 2010 by : N N

The Financial service Act (2010) is a milestone with regard to the regulation of the financial sector in the UK. It came into force in april 2010. This book contains the whole text of the regulation as well as the explanatory notes.

Financial Services and Markets Bill

Financial Services and Markets Bill
Author :
Publisher :
Total Pages : 241
Release :
ISBN-10 : 0108395081
ISBN-13 : 9780108395086
Rating : 4/5 (81 Downloads)

Synopsis Financial Services and Markets Bill by : Great Britain. Parliament. House of Lords

Congressional Record

Congressional Record
Author :
Publisher :
Total Pages : 1432
Release :
ISBN-10 : IND:30000126163215
ISBN-13 :
Rating : 4/5 (15 Downloads)

Synopsis Congressional Record by : United States. Congress

The Congressional Record is the official record of the proceedings and debates of the United States Congress. It is published daily when Congress is in session. The Congressional Record began publication in 1873. Debates for sessions prior to 1873 are recorded in The Debates and Proceedings in the Congress of the United States (1789-1824), the Register of Debates in Congress (1824-1837), and the Congressional Globe (1833-1873)