Section 16 Deskbook

Section 16 Deskbook
Author :
Publisher :
Total Pages : 914
Release :
ISBN-10 : STANFORD:36105064149425
ISBN-13 :
Rating : 4/5 (25 Downloads)

Synopsis Section 16 Deskbook by : Peter J. Romeo

Model Rules of Professional Conduct

Model Rules of Professional Conduct
Author :
Publisher : American Bar Association
Total Pages : 216
Release :
ISBN-10 : 1590318730
ISBN-13 : 9781590318737
Rating : 4/5 (30 Downloads)

Synopsis Model Rules of Professional Conduct by : American Bar Association. House of Delegates

The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.

Securities Law and Practice Deskbook

Securities Law and Practice Deskbook
Author :
Publisher :
Total Pages : 0
Release :
ISBN-10 : 1402418965
ISBN-13 : 9781402418969
Rating : 4/5 (65 Downloads)

Synopsis Securities Law and Practice Deskbook by : Gary M. Brown

In one concise volume, the new sixth edition of Securities Law and Practice Deskbook contains thorough but accessible insight into securities law and regulation, including the sweeping Dodd-Frank changes and the Commission's recent enactment of the "proxy access" rules. Featuring step-by-step checklists that spotlight what you should and should not do as an adviser in the securities arena, this practical treatise enables you to help corporate entities * Deal effectively with the Securities Act registration process -- focusing on the procedures, disclosure requirements, and documents involved, including the drafting of prospectuses, the due diligence necessary to ensure accuracy, and electronic filing * Handle registration and reporting under the Exchange Act -- both initial and mandated periodic reporting, including the revisions made under both Sarbanes-Oxley and the recent financial reform legislation * Minimize liability risks under the Exchange Act -- by understanding what triggers violations under Rule 10b-5, Section 16(b), and Section 14, and by avoiding such practices as churning and market manipulation Securities Law and Practice Deskbook covers the recent legislative, regulatory and judicial changes that * Revised the net worth standard of qualifying as an accredited investor * Increased the SEC's ability to impose penalties in cease-and-desist proceedings * Requires the creation of "claw-back" provisions in listed company compensation plans * Significantly revised "proxy access" and "proxy voting" regulations

Federal Securities Litigation

Federal Securities Litigation
Author :
Publisher :
Total Pages : 516
Release :
ISBN-10 : 1574000322
ISBN-13 : 9781574000320
Rating : 4/5 (22 Downloads)

Synopsis Federal Securities Litigation by : David M. Brodsky

Disk contains forms from the printed text in WordPerfect 5.1 format.

Public Company Deskbook

Public Company Deskbook
Author :
Publisher :
Total Pages : 0
Release :
ISBN-10 : 1402423152
ISBN-13 : 9781402423154
Rating : 4/5 (52 Downloads)

Synopsis Public Company Deskbook by : Robert E. Buckholz, Jr.

Expanded and completely reorganized to meet the needs of today's increasingly prescriptive environment, Public Company Deskbook: Complying with Federal Governance and Disclosure Requirements is your one-stop center for expert counsel on how to deal effectively with the overlapping legislative, regulatory and private initiatives to reform public company governance and disclosure practices over the past decade. The enhanced Deskbook provides in-depth practical guidance centered around each of the following areas: Board Structure & Governance; Shareholder Meetings; Audit Committee, Auditor Policy & Auditor Disclosure; Compensation Committee, Compensation Policy & Compensation Disclosure; Public Company Reporting & Compliance; and Corporate Investigations & Whistleblowing. Included are numerous sample forms, checklists and documents, such as sample committee charters, director and officer questionnaires and annual meeting timelines for both NYSE- and Nasdaq-listed companies. Also addressed are current shareholder relations, including the prevalence, SEC-profile and outcome of common shareholder proposals, an analysis of proxy-advisor withhold recommendations and a comprehensive activist update. Written by three partners with Sullivan & Cromwell LLP, Public Company Deskbook: Complying with Federal Governance & Disclosure Requirements, Third Edition is an indispensable resource for securities practitioners, compliance officers, directors, officers, accountants, auditors, and research analysts, and an important reference for securities regulators.

General Desk Book ...

General Desk Book ...
Author :
Publisher :
Total Pages : 2160
Release :
ISBN-10 : UIUC:30112069210232
ISBN-13 :
Rating : 4/5 (32 Downloads)

Synopsis General Desk Book ... by : United States. Office of Price Administration

Construction Trial Deskbook

Construction Trial Deskbook
Author :
Publisher : American Bar Association
Total Pages : 0
Release :
ISBN-10 : 1641058838
ISBN-13 : 9781641058834
Rating : 4/5 (38 Downloads)

Synopsis Construction Trial Deskbook by : Cathy Lilford Altman

This book serves as a resource for construction lawyers to prepare their cases for trial.

Deskbook on Internal Investigations, Corporate Compliance, and White Collar Issues

Deskbook on Internal Investigations, Corporate Compliance, and White Collar Issues
Author :
Publisher :
Total Pages : 0
Release :
ISBN-10 : 1402408129
ISBN-13 : 9781402408120
Rating : 4/5 (29 Downloads)

Synopsis Deskbook on Internal Investigations, Corporate Compliance, and White Collar Issues by :

Deskbook on Internal Investigations, Corporate Compliance and White Collar Issues provides that necessary information. Stocked with easy-to-follow checklists, the Deskbook shows you how to carry out internal investigations that spot and stop legal problems, protect the rights of employees when they're subject to investigation or prosecution, and cooperate with government investigators in ways that help reduce legal and financial damage if wrongdoing is proved.

Lawyer's Desk Book, 2017 Edition (IL)

Lawyer's Desk Book, 2017 Edition (IL)
Author :
Publisher : Wolters Kluwer
Total Pages : 2420
Release :
ISBN-10 : 9781454872085
ISBN-13 : 145487208X
Rating : 4/5 (85 Downloads)

Synopsis Lawyer's Desk Book, 2017 Edition (IL) by : Shilling

Lawyer's Desk Book is an extraordinary guide that you can't afford to be without. Used by over 150,000 attorneys and legal professionals, this must-have reference supplies you with instant, authoritative legal answers, without exorbitant research fees. Packed with current, critical information, Lawyer's Desk Book includes: Practical guidance on virtually any legal matter you might encounter: real estate transactions, trusts, divorce law, securities, mergers and acquisitions, computer law, tax planning, credit and collections, employer-employee relations, personal injury, and more - over 75 key legal areas in all! Quick answers to your legal questions, without having to search stacks of material, or wade through pages of verbiage. Key citations of crucial court cases, rulings, references, code sections, and more. More than 1500 pages of concise, practical, insightful information. No fluff, no filler. Just the facts you need to know. The Lawyer's Desk Book, 2017 Edition incorporates recent court decisions, legislation, and administrative rulings. Federal statutes and revised sentencing guides covered in this edition reflect a growing interest in preventing terrorism, punishing terror-related crimes, and promoting greater uniformity of sentencing. There is also new material on intellectual property law, on legislation stemming from corporate scandals, such as the Sarbanes- Oxley Act, and on legislation to cut individual and corporate tax rates, such as the Jobs and Growth Tax Relief Reconciliation Act. Chapters are in sections on areas including business planning and litigation, contract and property law, and law office issues.

Franchise Desk Book

Franchise Desk Book
Author :
Publisher : American Bar Association
Total Pages : 988
Release :
ISBN-10 : 1570739722
ISBN-13 : 9781570739729
Rating : 4/5 (22 Downloads)

Synopsis Franchise Desk Book by : W. Michael Garner

Franchise Desk Book is your primary reference to the text of generally applicable franchise registration, disclosure and relationship statutes and accompanying regulations. You'll benefit from the expert commentary on franchise statutes and cases that provide you with a look behind the scenes with respect to the covered state's laws. In addition, this manual includes annotations of reported and unreported cases that are arranged and keyed to topics that franchise lawyers need and can understand, such as franchise fees, exemptions from registration and more. The unique annotation system that is designed specially for franchise lawyers will allow you to put your finger on cases that focus upon the issues that matter most.