SEC Docket

SEC Docket
Author :
Publisher :
Total Pages : 952
Release :
ISBN-10 : OSU:32437123016038
ISBN-13 :
Rating : 4/5 (38 Downloads)

Synopsis SEC Docket by : United States. Securities and Exchange Commission

Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme

Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme
Author :
Publisher : DIANE Publishing
Total Pages : 477
Release :
ISBN-10 : 9781437921861
ISBN-13 : 1437921868
Rating : 4/5 (61 Downloads)

Synopsis Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme by : H. David Kotz

Contents: (1) Results of the Invest.; (2) SEC Review of 2000 and 2001 Markopolos Complaints: (3) SEC 2004 OCIE Cause Exam. of Madoff; (4) SEC 2005 NERO Exam. of Madoff; (5) SEC 2006 Invest. of Markopolos Complaint; (6) Effect of Madoff¿s Stature and Reputation on SEC Exam.; (7) Allegations of Conflict of Interest from the Relationship between Eric Swanson and Shana Madoff; (8) Private Entities¿ Due Diligence Efforts Revealed Suspicious Activity about Madoff¿s Operations; (9) Potential Investors Relied upon the Fact That the SEC had Examined and Investigated Madoff in Making Decisions to Invest with Him; (10) Additional Complaints Received by the SEC re: Madoff; (11) Additional Exam. and Inspect. of Madoff¿s Firms by the SEC.

Strengthening the SEC's Vital Enforcement Responsibilities

Strengthening the SEC's Vital Enforcement Responsibilities
Author :
Publisher :
Total Pages : 96
Release :
ISBN-10 : PURD:32754081211918
ISBN-13 :
Rating : 4/5 (18 Downloads)

Synopsis Strengthening the SEC's Vital Enforcement Responsibilities by : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment

The Securities Litigation Review

The Securities Litigation Review
Author :
Publisher :
Total Pages : 310
Release :
ISBN-10 : 1910813648
ISBN-13 : 9781910813645
Rating : 4/5 (48 Downloads)

Synopsis The Securities Litigation Review by : William Savitt

China's Influence and American Interests

China's Influence and American Interests
Author :
Publisher : Hoover Press
Total Pages : 223
Release :
ISBN-10 : 9780817922863
ISBN-13 : 0817922865
Rating : 4/5 (63 Downloads)

Synopsis China's Influence and American Interests by : Larry Diamond

While Americans are generally aware of China's ambitions as a global economic and military superpower, few understand just how deeply and assertively that country has already sought to influence American society. As the authors of this volume write, it is time for a wake-up call. In documenting the extent of Beijing's expanding influence operations inside the United States, they aim to raise awareness of China's efforts to penetrate and sway a range of American institutions: state and local governments, academic institutions, think tanks, media, and businesses. And they highlight other aspects of the propagandistic “discourse war” waged by the Chinese government and Communist Party leaders that are less expected and more alarming, such as their view of Chinese Americans as members of a worldwide Chinese diaspora that owes undefined allegiance to the so-called Motherland.Featuring ideas and policy proposals from leading China specialists, China's Influence and American Interests argues that a successful future relationship requires a rebalancing toward greater transparency, reciprocity, and fairness. Throughout, the authors also strongly state the importance of avoiding casting aspersions on Chinese and on Chinese Americans, who constitute a vital portion of American society. But if the United States is to fare well in this increasingly adversarial relationship with China, Americans must have a far better sense of that country's ambitions and methods than they do now.

The Financial Crisis Inquiry Report

The Financial Crisis Inquiry Report
Author :
Publisher : Cosimo, Inc.
Total Pages : 692
Release :
ISBN-10 : 9781616405410
ISBN-13 : 1616405414
Rating : 4/5 (10 Downloads)

Synopsis The Financial Crisis Inquiry Report by : Financial Crisis Inquiry Commission

The Financial Crisis Inquiry Report, published by the U.S. Government and the Financial Crisis Inquiry Commission in early 2011, is the official government report on the United States financial collapse and the review of major financial institutions that bankrupted and failed, or would have without help from the government. The commission and the report were implemented after Congress passed an act in 2009 to review and prevent fraudulent activity. The report details, among other things, the periods before, during, and after the crisis, what led up to it, and analyses of subprime mortgage lending, credit expansion and banking policies, the collapse of companies like Fannie Mae and Freddie Mac, and the federal bailouts of Lehman and AIG. It also discusses the aftermath of the fallout and our current state. This report should be of interest to anyone concerned about the financial situation in the U.S. and around the world.THE FINANCIAL CRISIS INQUIRY COMMISSION is an independent, bi-partisan, government-appointed panel of 10 people that was created to "examine the causes, domestic and global, of the current financial and economic crisis in the United States." It was established as part of the Fraud Enforcement and Recovery Act of 2009. The commission consisted of private citizens with expertise in economics and finance, banking, housing, market regulation, and consumer protection. They examined and reported on "the collapse of major financial institutions that failed or would have failed if not for exceptional assistance from the government."News Dissector DANNY SCHECHTER is a journalist, blogger and filmmaker. He has been reporting on economic crises since the 1980's when he was with ABC News. His film In Debt We Trust warned of the economic meltdown in 2006. He has since written three books on the subject including Plunder: Investigating Our Economic Calamity (Cosimo Books, 2008), and The Crime Of Our Time: Why Wall Street Is Not Too Big to Jail (Disinfo Books, 2011), a companion to his latest film Plunder The Crime Of Our Time. He can be reached online at www.newsdissector.com.

Footloose - Charlie Smith's Offshore Chronicles

Footloose - Charlie Smith's Offshore Chronicles
Author :
Publisher : Trafford Publishing
Total Pages : 202
Release :
ISBN-10 : 9781553953999
ISBN-13 : 1553953991
Rating : 4/5 (99 Downloads)

Synopsis Footloose - Charlie Smith's Offshore Chronicles by : Fred Sharp

FOOTLOOSE is a series of short satires about offshore money, global politics, oppressive power and the art of tax avoision. As Charlie Smith meanders his way through our shrinking world, seeking his fortune and avoiding fame, we experience first-hand the complex financial and political challenges facing all of us today. Through Charlie's eyes, we see secrets locked away in treasure chests buried offshore, lately unearthed by powers bent on global regulation. "From cover to cover, a great read. In Charlie Smith, Sharp has created a classic character, a sort of Everyman for the world of offshore finance." Offshore Finance Canada Magazine "With all the pressures of being exerted on the offshore world lately, FOOTLOOSE is a breath of fresh air. This book is bound to become an offshore finance classic." Bond Mercantile Group, Merchant Bankers "Hilarious! Fred Sharp is a wolf in Charlie's clothing." H.E. Capital S.A., Global Asset Management

Financial Oversight of Enron

Financial Oversight of Enron
Author :
Publisher :
Total Pages : 108
Release :
ISBN-10 : UCSD:31822030849962
ISBN-13 :
Rating : 4/5 (62 Downloads)

Synopsis Financial Oversight of Enron by : United States. Congress. Senate. Committee on Governmental Affairs

Securities Litigation

Securities Litigation
Author :
Publisher : Section of Litigation
Total Pages : 174
Release :
ISBN-10 : 0897079248
ISBN-13 : 9780897079242
Rating : 4/5 (48 Downloads)

Synopsis Securities Litigation by :