Extension Of Sec Institutional Investor Study
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| Author |
: United States. Congress. House. Interstate and Foreign Commerce |
| Publisher |
: |
| Total Pages |
: 38 |
| Release |
: 1969 |
| ISBN-10 |
: STANFORD:36105045430803 |
| ISBN-13 |
: |
| Rating |
: 4/5 (03 Downloads) |
Synopsis Extension of SEC Institutional Investor Study, Hearing Before the Subcommittee on Commerce and Finance ... 91-1, H.R. 11608, H.J. Res. 112, September 15, 1969, Serial No. 91-24 by : United States. Congress. House. Interstate and Foreign Commerce
| Author |
: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance |
| Publisher |
: |
| Total Pages |
: 48 |
| Release |
: 1969 |
| ISBN-10 |
: LOC:00184231840 |
| ISBN-13 |
: |
| Rating |
: 4/5 (40 Downloads) |
Synopsis Extension of SEC Institutional Investor Study by : United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
| Author |
: |
| Publisher |
: |
| Total Pages |
: 530 |
| Release |
: 1971 |
| ISBN-10 |
: UOM:35128000271054 |
| ISBN-13 |
: |
| Rating |
: 4/5 (54 Downloads) |
Synopsis INSTITUTIONAL INVESTOR STUDY REPORT OF THE SECURITIES AND EXCHANGE COMMISSION VOLUME 3 by :
| Author |
: United States. Congress. House. Interstate and Foreign Commerce |
| Publisher |
: |
| Total Pages |
: 40 |
| Release |
: 1970 |
| ISBN-10 |
: STANFORD:36105045431249 |
| ISBN-13 |
: |
| Rating |
: 4/5 (49 Downloads) |
Synopsis SEC Institutional Investor Study Extension, Hearing Before the Subcommittee on Commerce and Finance ... 91-2, on H.J. Res. 1247 by : United States. Congress. House. Interstate and Foreign Commerce
| Author |
: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance |
| Publisher |
: |
| Total Pages |
: 66 |
| Release |
: 1970 |
| ISBN-10 |
: LOC:00184231621 |
| ISBN-13 |
: |
| Rating |
: 4/5 (21 Downloads) |
Synopsis SEC Institutional Investor Study Extension by : United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
| Author |
: United States. Securities and Exchange Commission |
| Publisher |
: |
| Total Pages |
: 1482 |
| Release |
: 1971 |
| ISBN-10 |
: IND:30000106618386 |
| ISBN-13 |
: |
| Rating |
: 4/5 (86 Downloads) |
Synopsis Institutional Investor Study Report of the Securities and Exchange Commission by : United States. Securities and Exchange Commission
| Author |
: United States. Congress House. Committee on Interstate and Foreign Commerce |
| Publisher |
: |
| Total Pages |
: 544 |
| Release |
: 1971 |
| ISBN-10 |
: OSU:32437121677575 |
| ISBN-13 |
: |
| Rating |
: 4/5 (75 Downloads) |
Synopsis Institutional Investor Study Report of the Securities and Exchange Commission by : United States. Congress House. Committee on Interstate and Foreign Commerce
| Author |
: Angela A. Hung |
| Publisher |
: Rand Corporation |
| Total Pages |
: 151 |
| Release |
: 2008-03-12 |
| ISBN-10 |
: 9780833045010 |
| ISBN-13 |
: 0833045016 |
| Rating |
: 4/5 (10 Downloads) |
Synopsis Investor and Industry Perspectives on Investment Advisers and Broker-Dealers by : Angela A. Hung
In theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investment adviser provides advice to others regarding securities. Different laws regulate each type of professional, but boundaries have blurred. This report examines current business practices and investor understanding of each type.
| Author |
: United States. Congress. House. Committee on Interstate and Foreign Commerce |
| Publisher |
: |
| Total Pages |
: 1628 |
| Release |
: 1969 |
| ISBN-10 |
: UCAL:B3605784 |
| ISBN-13 |
: |
| Rating |
: 4/5 (84 Downloads) |
Synopsis Hearings, Reports and Prints of the House Committee on Interstate and Foreign Commerce by : United States. Congress. House. Committee on Interstate and Foreign Commerce
| Author |
: United States. Securities and Exchange Commission |
| Publisher |
: |
| Total Pages |
: 544 |
| Release |
: 1971 |
| ISBN-10 |
: OSU:32435025384249 |
| ISBN-13 |
: |
| Rating |
: 4/5 (49 Downloads) |
Synopsis Institutional Investor Study Report by : United States. Securities and Exchange Commission
